The North American Securities Administrators Association (NASAA) amendments on Investment Advisers’ advertising
WASHINGTON, D.C. – (May 4, 2026) – The North American Securities Administrators Association (NASAA) today announced that its membership has voted to adopt amendments to four model rules governing investment adviser advertising. These updates modernize state-level requirements, bringing them into closer alignment with current federal standards applicable to SEC-registered investment advisers. The amendments, originally released […]
Corporate Transparency Act (CTA)
The Corporate Transparency Act (CTA), enacted in 2021, was passed to enhance transparency in entity structures and ownership to combat money laundering, tax fraud, and other illicit activities. It is designed to capture more information about the ownership of specific entities operating in or accessing the U.S. market. The law was largely ignored by accounting […]